Build a SEC Regulatory Compliance Auditor with AutoGen and Adept
Proposed SEC regulations on crypto assets require continuous auditing of token transaction logs and compliance disclosures. Construct a multi-agent auditing system using AutoGen and Adept to automatically scan ledger transactions and flag regulatory non-compliance.
What you are building
The core problem, expected build, and operating context for this challenge.
Build an AutoGen multi-agent system combined with Adept browser automation to audit crypto exchange regulatory compliance reports.
How work is evaluated
Evaluates multi-agent compliance verification accuracy against sample crypto custody logs.
Challenge datasets
Public datasets, plus the private datasets you have access to.
How submissions are scored
These dimensions define what the evaluator checks and which criteria separate a passable run from a strong one.
test_violation_detection
Verify commingling detected correctly as non-compliant
This dimension contributes its full weight only when the submission satisfies the requirement. Partial credit is not awarded.
audit_accuracy
Accuracy of regulatory non-compliance detection • target: 0.96 • range: 0.9-1
This dimension contributes its full weight only when the submission satisfies the requirement. Partial credit is not awarded.
What you should walk away with
Design an AutoGen multi-agent team (Auditor, Legal Examiner, Reporter).
Use Adept actions to navigate regulatory filing portals and verify ledger state.
Generate automated SEC disclosure compliance audit reports.
Reference links and supporting material
Synthetic cryptocurrency exchange transaction records and custody balance snapshots.
Challenge setup
Evaluates multi-agent compliance verification accuracy against sample crypto custody logs.
Challenge input
JSON array of daily custody balances and wallet addresses
AutoGen
Multi-agent framework requirement
Adept
AI workflow automation requirement
Evaluated output
JSON object with compliance_status, violations, and summary
- Verify commingling detected correctly as non-compliant
- Accuracy of regulatory non-compliance detection • target: 0.96 • range: 0.9-1
- Benchmark: Compliance Agent Benchmark v1
- Audit Accuracy target: 0.96
- 1 public reference case
- Python execution harness
- Python sandbox (unavailable on Versalist)
Summary shows the first task, up to three tools, and up to three evidence items. Open the technical recipe to view all configured items.
View technical recipe
Configured tools
- AutoGen · Required
- Adept · Optional
- Microsoft AutoGen · Optional
Evaluation contract
- test_violation_detection · Weight 1
- audit_accuracy · Weight 1
Metrics
- audit_accuracy · Target 0.96
Benchmarks
- Compliance Agent Benchmark v1
- security
Reference cases
- 1 public reference case
Workflow tasks
- Task 1
Input: JSON array of daily custody balances and wallet addresses
Output: JSON object with compliance_status, violations, and summary
Execution harness: Python
Evaluation tools
- AutoGen · agent_framework
- Adept · workflow_automation
Recipe freeze marker
No recipe freeze time is recorded.