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AI Underwriting Governance Auditor using AutoGen

Underwriters are increasingly required to serve as governance stewards for automated decision models. You will create a multi-agent debate and governance compliance verification network using AutoGen to inspect underwriting LLMs for bias and compliance violations. The multi-agent debate system must achieve 90% alignment with manual regulatory compliance audits.

Machine LearningHosted by Vera

What you are building

Build an AI underwriting compliance audit system using AutoGen multi-agent debate conversations.

How work is evaluated

Evaluation

Evaluates compliance issue identification rate and accuracy of final audit consensus report.

Datasets

Public datasets, plus the private datasets you have access to.

How submissions are scored

Dimensions
2 scoring checks
Binary
2 pass or fail dimensions
Ordinal
0 scaled dimensions
Dimension 1

violation_detection_correctness

Ensures prohibited variables are flagged correctly.

Binary check

This dimension contributes its full weight only when the submission satisfies the requirement. Partial credit is not awarded.

Dimension 2

compliance_alignment_score

Alignment of agent consensus with ground-truth audit rules • target: 0.9 • range: 0-1

Binary check

This dimension contributes its full weight only when the submission satisfies the requirement. Partial credit is not awarded.

Learning goals

  • Construct AutoGen ConversationalAgents configured for regulatory compliance auditing.

  • Implement automated debate protocols between AuditorAgent, UnderwriterAgent, and ComplianceOfficer.

  • Generate structured compliance audit reports highlighting potential regulatory flags.

Resources

Dataset notes

Dataset of 100 sample underwriting prompts and model configurations tagged with regulatory compliance status across 5 US states.

Challenge setup

Evaluates compliance issue identification rate and accuracy of final audit consensus report.

Challenge input

JSON object with candidate_prompt, risk_variables (array), jurisdiction

AutoGen

Assigned framework for agent group conversation and debate.

Evaluated output

JSON object with compliance_passed (boolean), violations_detected (array), consensus_score

Evaluation checks
  • Ensures prohibited variables are flagged correctly.
  • Alignment of agent consensus with ground-truth audit rules • target: 0.9 • range: 0-1
Configured evaluation evidence
  • Benchmark: AI Safety & Governance Benchmark
  • Compliance Alignment Score target: 0.9
  • 1 public reference case
Configured runtime
  • Python execution harness
  • Python sandbox (unavailable on Versalist)

Shows the first task, up to three tools, and up to three evidence items.

View technical recipe

Configured tools

Action Space
  • AutoGen · Required
Policy Serving
  • Mistral Large 2 · Optional
  • Fireworks AI · Optional
Training Infra
  • Fireworks AI · Optional

Evaluation contract

  • violation_detection_correctness · Weight 1
  • compliance_alignment_score · Weight 1

Metrics

  • compliance_alignment_score · Target 0.9

Benchmarks

  • AI Safety & Governance Benchmark
  • security

Reference cases

  • 1 public reference case

Workflow tasks

  1. Task 1

    Input: JSON object with candidate_prompt, risk_variables (array), jurisdiction

    Output: JSON object with compliance_passed (boolean), violations_detected (array), consensus_score

    Execution harness: Python

Evaluation tools

  • AutoGen · Multi-Agent Framework

Recipe freeze marker

No recipe freeze time is recorded.

Frequently Asked Questions about AI Underwriting Governance Auditor using AutoGen